Controlled release systems

Development of controlled release devices aims at the regulated, prolonged delivery of drugs, agrochemicals or other bioactive agents.


Matrix-type controlled release (MCR) devices consist of a polymer matrix incorporating the bioactive solute and are activated by the ingress of water when placed in aqueous biological environment. In comparison with other types of controlled release systems (e.g. reservoir systems or osmotic pumps), MCR devices are very attractive commercially, due to their structural simplicity and low cost of manufacture. Examples of marketed MCR medical devices include subdermal and ocular implants, transdermal “patches” and drug-eluting stents.1

Matrix-type controlled release (MCR) devices consist of a polymer matrix incorporating the bioactive solute and are activated by the ingress of water when placed in aqueous biological environment

In the common practical case of fast solvent penetration, solute release kinetics follow a t1/2 law for a major part of the process time scale (as for example in the case of steroid release from single layer PDMS matrices). This leads to an undesirable large continuous decline of dose rate, which is particularly marked in the initial stages (“burst effect”). Elimination of the burst effect and achievement of uniform release rate becomes increasingly important especially for drugs with narrow “therapeutic range”. A major part of our work on MCR systems deals with the optimization of the design of such devices in this respect.

  • Modeling of matrix-type controlled release (MCR) devices and experimental validation
  • Modelling of single layer devices

The basis for modelling release kinetics are Fick’s equation for solute loads below the solute’s solubility limit in the matrix, and Higuchi’s equation for supersaturated matrices, where part of the solute is in the state of fine dispersion.  Higuchi equation is strictly applicable to (i) a homogeneous fine dispersion of the drug particles in the polymeric medium (ii) fast solvent penetration in the matrix from the surrounding medium (usually aqueous) (iii) fast dissolution of the drug particles as compared to diffusion of the dissolved drug and (iv) the presence of the drug does not materially affect the degree of swelling of the matrix.

Solute release from single layer matrices results in (1) declining dose rate under conditions of fast water penetration and (2) stabilised dose rate under conditions of concurrent water uptake (adapted from ref. 2) Black lines refer to Fickian kinetics (solute load below the solubility limit) and red lines refer to Higuchi kinetics (solute load above the solubility limit

We developed a generalised model2,3 for MCR systems functioning under a much broader range of experimental conditions, than those described by the Higuchi model. It takes account for the effect of each diffusing species (solvent-solute) on the diffusivity and/or solubility of the other and can simulate the release performance of devices functioning under various experimental conditions. These include unsaturated or supersaturated systems, fast or comparable rate of water ingress in comparison to drug release, osmotic effects of embedded solute and slow macromolecular relaxation of glassy matrices in response to swelling stresses induced by the solvent.4

The model can serve as a tool for the (i) elucidation of the effect of individual MCR design factors on the rate of release and help develop design strategies for achieving a constant release rate (ii) predictive evaluation of the performance of proposed specific MCR devices.


Validation of various aspect of the model against experimental release kinetics is performed through independent measurements of the transport properties (solubility-diffusivity) of the polymer –water and polymer-drug systems.   These include model systems (cellulose acetate- NaCl,5,6 cellulose acetate-NaI) as well as pharmaceutical ones (polyvinyl alcohol loaded with propranolol7 or diphylline, PDMS loaded with xanthine derivatives8

Experimental validation of MCR model in cellulose-acetate-NaCl-water system by independent measurements of solubility and diffusivity of the polymer-water and polymer-solute systems, used as input parameters for simulating of water uptake and NaCl release kinetics5,6

  • Modelling of  multilayer devices  

The model was extended to three-layer symmetrical ABA matrices,9,10 which are used in practice mainly to eliminate the burst effect as for example in coated tablets. 

Systematic parametric studies were performed in order to derive criteria for improved performance of MCR devices (i.e. improved constancy of the release rate and reduced burst effect)

Computations included ABA systems with layers A and B with

  • Different initial solute loading 
  • Different permeation properties
  • Different thicknesses , and 
  • Combinations of the above

Simulation of coated tablets in order to derive general guidelines for improving the performance of specific single-layer devices by the use of multilayer systems10

Using the same methodology as in the single-layer MCR cases above, the model was validated against experiment for theophylline release from PDMS and from composite PDMS-PEG matrices.8

Single-layer matrix devices, of uniform permeability properties and uniform drug load, operating by diffusion-controlled release kinetics (t1/2 kinetics) are characterized by a continuously declining dose rate. One method to stabilise the rate of release is the construction of multilayer devices with layers of different polymeric materials and/or different concentration of the embedded drug. The figure presents validation of our MCR model against experimental release rates of theophylline from single- and from three-layer, composite poly(dimethylsiloxane)-PEG devices8

  • Release mechanisms 

In real MCR systems several factors, not included in the mathematical modelling approaches described above, affect release kinetics due to the finite size of embedded solute particles, to structural changes of the solute depleted matrix during the release process and to osmotic effects induced by hydrophilic solutes. To gain insight on the mechanisms of release we studied (i) a series of solutes ranging from sparingly to highly soluble inorganic salts embedded at different loads in cellulose acetate matrices (CA)11-13 and (ii)  inorganic salts and a drug embedded in elastomeric PDMS matrices.14,15  Additional information on the systems studied were provided by (i) monitoring the water content of the matrix during the release process, (ii) comparison of the diffusion properties of particle-depleted matrix with those of the neat polymer, which is related to any rate-controlling irreversible structural changes in the depleted zone (iii) studying the mechanical properties of the loaded and the solute-depleted matrices. This  work provided insight on several effects  influencing the release kinetics, namely (i) the effect of incomplete encapsulation of solute particles in the matrix, illustrated be the case of sparingly soluble CaSO4 embedded in CA matrices11 (ii) the effect of mechanical rupture of the thin polymer wall encapsulating the solute cavity, as in the case of highly osmotic solutes in hydrophobic PDMS matrices14 (iii)  a new mechanism of osmotically induced release, proposed by us, applicable to highly and moderately soluble solutes in CA matrices.12

(a) Kinetics of solute release from, and (b) concurrent water uptake by, PDMS matrices loaded with NaCl, CsNO3 or proxyphylline particles (volume fraction vN=0.06-0.13). The broken line in (b) illustrates the slow rehydration process of a dried NaCl-depleted SR matrix. (Adapted from refs 14,15)

(a) Idealized pictorial representation of the release of osmotically active solutes according to the mechanism of mechanical rupture of the thin polymer wall encapsulating the solute cavity, due to osmotic stresses, which gives rise to a system of interconnected cavities, accelerating the release process (b) Idealized pictorial representation of the mechanism of inhomogeneous osmotically induced swelling proposed by us, involving zones of excess polymer hydration, wherein solute transport is facilitated. Thin arrows show preferred microscopic transport direction of solute12

  • Modification of polymer matrices 

Modification of existing polymers used in CR systems is sought either (i) to facilitate the release of high MW and /or polar solutes (e.g proteins, growth factors, hydrophilic drugs) from hydrophobic matrices or (ii) to achieve stabilization of the release rate. Our work includes modification of hydrogels or elastomers by varying the swelling capacity of the matrix, through chemical (e.g. crosslinking of PVA hydrogels16 or grafting of hydrophilic moieties on PDMS elastomer17,18) or physical (heat treatment of PVA,16 or blending of PDMS with hydrophilic additives19-22) methods.

Theophylline release kinetics from PDMS–PEG matrices at 37 °C21

Fractional amount of propranolol hydrochloride released from as-prepared non-crosslinked (full points) and crosslinked with X=0.05 (open points) PVA matrices16

References

  1. M. Sanopoulou, K.G. Papadokostaki, Controlled drug release systems: Mechanisms and kinetics in Biomedical Membranes And (Bio)artificial Organs, Stamatialis D. (Ed.), World Scientific Publishing Co. Pte. Ltd., Chap. 1, 1-33 (2017)
  2. J.H. Petropoulos, K.G. Papadokostaki and S.G. Amarantos, A General Model for the Release of Active Agents Incorporated in Swellable Polymeric Matrices, J. Polymer Sci., Part B: Polymer Phys., 30 (1992) 717-725.
  3. J.H. Petropoulos, K.G. Papadokostaki, M. Sanopoulou, Higuchi’s equation and beyond: Overview of the formulation and application of a generalized model of drug release from polymeric matrices,  Int. J. Pharm. 437 (2012) 178-191, mini review
  4. K.G. Papadokostaki, A.Ya. Polishchuk and J.K. Petrou, Modeling of Solute Release from Polymeric Monoliths Subject to Linear Structural Relaxation J. Polymer Sci. Polym. Phys., 40 (2002) 1171-1188
  5. K.G. Papadokostaki and J. K. Petrou, Combined Experimental and Computer Simulation Study of the Kinetics of Solute Release from a Relaxing Swellable Polymer Matrix. Ι.Characterization of non-Fickian Solvent Uptake J. Applied Polym. Sci. 92 (2004) 2468-2479.
  6. K.G. Papadokostaki Combined Experimental and Computer Simulation Study of the Kinetics of Solute Release from a Relaxing Swellable Polymer Matrix. II. Release of an Osmotically Active Solute J. Applied Polym. Sci.  92 (2004) 2458-2467.
  7. A. Stavropoulou, K.G. Papadokostaki, M. Sanopoulou, Experimental and Theoretical Study of the Release Kinetics of Propranolol Hydrochloride from PVA Matrices,  J. Controlled Release 101 (2005) 313-315
  8. D.N. Soulas, K.G. Papadokostaki, A. Panou and M. Sanopoulou, Drug release from PDMS-based matrices: Observed and predicted stabilization of the release rate by three-layer devices, Ind. Engin. Chem. Res. 51 (2012) 7126-7136
  9. K.G. Papadokostaki, A. Stavropoulou, M. Sanopoulou, J.H. Petropoulos, An advanced model for composite planar three-layer matrix-controlled release devices. Part I. Devices of uniform material properties and non-uniform solute load,  J. Membrane Sci. 312 (2008) 193-206.
  10. K.G. Papadokostaki, M. Sanopoulou, J.H. Petropoulos, An advanced model for composite planar three-layer matrix-controlled release devices. Part II.  Devices of non-uniform material properties and a practical example, J. Membrane Sci., 343 (2009) 128-136.
  11. K.G. Papadokostaki, S.G. Amarantos and J.H. Petropoulos, Kinetics of Release of Particulate Solutes Incorporated in Cellulosic Polymer Matrices as a Function of Solute Solubility and Polymer Swellability. I. Sparingly Soluble Solutes, J. Applied Polym. Sci., 67 (1998) 277-287.
  12. K.G. Papadokostaki, S.G. Amarantos and J.H. Petropoulos, Kinetics of Release of Particulate Solutes Incorporated in Cellulosic Polymer Matrices as a Function of Solute Solubility and Polymer Swellability. II. Highly Soluble Solute,J. Applied Polym. Sci., 69 (1998) 1275-1290.
  13. K.G. Papadokostaki and M. E. Herouvim, Kinetics of Release of Particulate Solutes Incorporated in Cellulosic Polymer Matrices as a Function of Solute Solubility and Polymer Swellability. III. Moderately Soluble Solute,J. Appl. Polymer Sci., 84 (2002) 2028-2039.
  14. D.N. Soulas, M. Sanopoulou, K.G. Papadokostaki, A comparative study on the release kinetics of osmotically active solutes from hydrophobic elastomeric matrices, combined with the characterization of the depleted matrices, J. Appl. Polymer Sci., 113 (2009) 936-949.
  15. D.N. Soulas, K.G. Papadokostaki, Experimental investigation of the release mechanism of proxyphylline from silicone rubber matrices,J. Appl. Polymer Sci., 120 (2011) 821-830.
  16. A. Hasimi, A. Stavropoulou, K.G. Papadokostaki, M. Sanopoulou, Transport of water in polyvinyl alcohol films: effect of thermal treatment and chemical crosslinking Eur. Polymer J. 44 (2008) 4098-4107.
  17. D.N. Soulas, K.G. Papadokostaki, M. Sanopoulou, Silicone rubber films modified by ethylenoxy moieties: characterization and drug delivery properties, J. Applied Polym. Sci., 129 (2013) 874-883.
  18. D.N. Soulas, M. Sanopoulou, K.G. Papadokostaki, Hydrophilic modification of silicone elastomer films: thermal, mechanical and theophylline permeability properties, Mater. Sci. Eng. C: Appl. Biomat., 33 (2013) 2122-2230.
  19. A.I. Panou, K.G. Papadokostaki , P.A. Tarantili , M. Sanopoulou, Effect of hydrophilic inclusions on PDMS crosslinking reaction and its interrelation with mechanical and water sorption properties of cured films, Eur. Polym. J. 49 (2013) 1803-1810.     
  20. A.I. Panou, K.G. Papadokostaki, M. Sanopoulou, Release mechanisms of semipolar solutes from poly(dimethylsiloxane) elastomers: Effect of a hydrophilic additive, J. Appl. Polym. Sci. 131 (2014) 9381-9388
  21. A.I. Panou, N. Mantes, K.G. Papadokostaki, M. Sanopoulou, Solute permeability of elastomeric films containing dispersed swellable hydrophilic particles: A composite material approach, Eur. Polymer J. 93 (2017) 471–479.
  22. M. Tsoka, P. Oikonomou, K. G. Papadokostaki, and M. Sanopoulou, Properties of Polydimethylsiloxane Modified by Blending with Polyvinylpyrrolidone and a Poly(ethylene oxide)-Poly(propyleneoxide) Triblock Copolymer,  Ind. Eng. Chem. Res. 59 (2020) 5797−5807 .

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